Abstract
This paper preserves the serial numbering of the Tomabechi theorem system while taking Theorems 1–4, 16, and 19–22 as its minimal foundation. On that basis, it formulates and proves Theorem 23 (Impermanence Theorem), Theorem 24 (All Conditioned Existence Is Suffering Theorem), Theorem 25 (Non-Self of All Dharmas Theorem), and Theorem 26 (Nirvanic Tranquility Theorem).
The mathematical core has four parts. First, a complete life–environment state subject to persistent strict dissipation admits no exact recurrence; and, so long as infinite, non-Zeno, nonterminal subsumption updates are repeated below emptiness, the cognitive TCZ neither terminates nor becomes fixed at any finite stage. Second, if a permanently zero-discomfort trajectory is impossible below emptiness, a positive residual evaluative cost remains for every initial condition even after optimal control. Third, a self-consciousness fixed point is a functional fixed point relative to an input history, not a fixed intrinsic nature common to every history. Fourth, if at the highest abstraction level ⊤ there exists a nonempty, forward-invariant family of zero-suffering sets and that family is Lyapunov stable, then the state distance to it can be made to decay exponentially while biological activity is preserved.
Every proof in this paper is conditional mathematics: the conclusion follows when the stated assumptions hold. The Buddhist terms are interpretive names for mathematical structures; the paper does not purport to deduce empirical or religious truth without assumptions.
Contents
- Normalization of Theorem Numbers and the Minimal System
- Common Definitions and the Unified Convergence Lemma
- Theorem 1 — Tomabechi Main Theorem
- Theorem 2 — Shared-TCZ Convergence Theorem
- Theorem 3 — Abstract Shared-TCZ Convergence Theorem
- Theorem 4 — Tomabechi Presence-Weighted Theorem
- Theorem 16 — Tomabechi Self-Consciousness Existence and Emergence Theorem
- Theorem 19 — The Tomabechi Free-Will Theorem
- Theorem 20 — Tomabechi Symbolic-Presence Directionality Theorem
- Theorem 21 — Tomabechi Subsumption-Poset Presence Directionality Theorem
- Theorem 22 — Tomabechi Higher-LUB Presence Theorem
- Theorem 23 — Impermanence Theorem
- Theorem 24 — All Conditioned Existence Is Suffering Theorem
- Theorem 25 — Non-Self of All Dharmas Theorem
- Theorem 26 — Nirvanic Tranquility Theorem
- Four Consistency Checks
- Scope, Conclusions, and Canonical Sources
1. Normalization of Theorem Numbers and the Minimal System
The thirteen theorems adopted in this paper are listed below. Their numbers are not renumbered consecutively, so as to preserve their positions within the existing system of twenty-six theorems. Any content from omitted theorems that is required here is restated explicitly as an independent “common assumption.”
| No. | Normalized official name | Role in this paper |
|---|---|---|
| 1 | Tomabechi Main Theorem | Convergence to an individual TCZ; typed unification of Self, Ego, and TCZ |
| 2 | Shared-TCZ Convergence Theorem | Shared stable set for multiple subjects |
| 3 | Abstract Shared-TCZ Convergence Theorem | Convergence to a high-abstraction set representing the LUB |
| 4 | Tomabechi Presence-Weighted Theorem | Transformation of the effective potential by presence |
| 16 | Tomabechi Self-Consciousness Existence and Emergence Theorem | Inverse limit of multilayer TCZs and a history-relative fixed point |
| 19 | The Tomabechi Free-Will Theorem | Goal-conditioned control capacity and monotonicity in the level of abstraction |
| 20 | Tomabechi Symbolic-Presence Directionality Theorem | Directional component toward a specified LUB |
| 21 | Tomabechi Subsumption-Poset Presence Directionality Theorem | Threshold at which partial-information bias creates a local valley |
| 22 | Tomabechi Higher-LUB Presence Theorem | Stepwise ascent through subsumption rather than elimination |
| 23 | Impermanence Theorem | Nonrecurrence of the complete state and nonfixity of stagewise TCZs at every finite stage |
| 24 | All Conditioned Existence Is Suffering Theorem | Impossibility of permanently zero suffering below emptiness |
| 25 | Non-Self of All Dharmas Theorem | Nonexistence of a fixed point common to all histories, and of a fixed intrinsic nature at any abstraction layer (dependent origination) |
| 26 | Nirvanic Tranquility Theorem | Stability of the zero-suffering invariant set at emptiness |
The arrows indicate the order of exposition in this paper. They do not mean that every theorem depends only on the immediately preceding theorem. The precise minimal dependencies are given in the table at the end.
2. Common Definitions and the Unified Convergence Lemma
2.1 State, Control, Evaluation, and TCZ
Let the cognitive state space be X⊂ℝn, and let the control system be
Assume that f is locally Lipschitz continuous in the state and that admissible controls generate unique forward solutions. The baseline evaluation function
represents discomfort, instability, internal inconsistency, or evaluation cost. Let ℛ(t;x0) denote the reachable set and θ a threshold, and define
The canonical TCZ is defined by pairing reachability and the evaluation condition at the same time:
To state convergence in distance to a time-varying set, however, for a fixed closed-loop policy π we separately use
which we call the “closed-reachable TCZ slice.” It is not the canonical TCZ itself, but rather a same-time convergence target restricted to the closed-loop reachable component. Whenever it serves as the target of distance convergence in this paper, we assume that the corresponding Kπ(x0) is forward invariant and that the slice at every time is nonempty. The time argument is omitted for autonomous systems.
2.2 Rigorous Interpretation of Finite-Horizon Control
Convergence as t→∞ cannot be derived from a single finite-horizon optimization. In this paper, πc is the receding-horizon policy updated at each time by
We fix a Borel-measurable selection (t,x)↦u*t,x(·) from the set of optimal solutions and use the right limit u*t,x(t+) of a right-continuous representative. For existence of an optimal solution, we assume standard conditions such as compactness of the admissible-control set or coercivity of the control cost, together with lower semicontinuity; for the induced vector field, we require the Carathéodory conditions and forward completeness. Separately from optimality, we further require that the induced closed loop satisfy the following descent condition.
Let K be a forward-invariant set and Φ:K×[0,∞)→[0,∞), and assume that each target set Ω(t):={z∈K | Φ(z,t)=0} is nonempty. Suppose that, along every closed-loop trajectory z(t), the map t↦Φ(z(t),t) is absolutely continuous and that, for some c,C>0,
hold for all closed-loop trajectories and every initial time t0≥0. Then, for t≥t0,
Apply Grönwall’s inequality on the interval [t0,t] to the inequality for the total Dini derivative along the trajectory. Substituting the resulting estimate into the error bound for the same-time slice Ω(t) and taking the square root yields the distance estimate. ∎
2.3 Level of Abstraction, Lattice, and Emptiness
Let the totality of abstract concepts form a complete lattice
Here a≼b means that b subsumes a and is at least as abstract. We interpret the least element ⊥ as the physical layer 0 and the greatest element ⊤, philosophically, as “emptiness.” From Theorem 19 onward, the abstraction variable ranges over all of 𝕃. For the inverse limit in Theorem 16, by contrast, to preserve a nontrivial multilayer construction, we exclude ⊤ and use an upward-directed subset 𝔄16⊂𝕃∖{⊤} having no greatest element. This terminology is interpretive; the proofs use only the order-theoretic properties.
2.4 Typed Self, Ego, and TCZ
Self, Ego, and TCZ are not of the same mathematical type.
| Representation | Type | Role |
|---|---|---|
| Self | Semantic selection and transformation operator | Evaluates possible worlds and, when necessary, reconstructs the set of worlds |
| Ego | Control policy πc | Implements the closed-loop trajectory on the evaluation landscape |
| TCZ | Stable set in state space | Specifies the region in which the trajectory remains or to which it converges |
The three are “differently typed representations of the same cognitive process.” Theorem 25 states non-self while preserving this distinction.
3. Theorem 1 — Tomabechi Main Theorem
Assume that the closed-loop reachable component K1:=cl⋃τ≥0ℛπc(τ;x0) is forward invariant, and that
is nonempty. Define the zero-residual Lyapunov function by
Here and below, Φ1 is restricted to K1.
Canonical central formula (the πc continuity form of the system). The receding-horizon implementation below, with the descent conditions of Lemma 0, is its rigorous reading.
Suppose that the receding-horizon optimal control
generates a forward-complete closed loop and satisfies the descent condition and error bound of Lemma 0 for Φ1. Then
On K1, Φ1(x,t)=0 is equivalent to x∈TCZ1cl(t;x0). Applying Lemma 0 to the assumed descent condition and error bound yields the conclusion. ∎
Neither the existence of the arg min nor finite-horizon optimality alone implies convergence. The HJB equation ordinarily gives descent of the value function; descent of the residual in this theorem additionally requires dissipativity, detectability, or an independent control-Lyapunov condition. Self, Ego, and TCZ are not the same mathematical object, but differently typed interpretations—semantic, control-theoretic, and set-theoretic—of the same closed loop.
4. Theorem 2 — Shared-TCZ Convergence Theorem
Let the set of subjects be I={1,…,N}, and let the undirected coupling graph be G=(I,E). Introduce maps hi:Xi→Y into a common representation space, and suppose that symmetric mismatch functions Sij≥0 satisfy
Let V0,i be the baseline evaluation of each subject, and define the shared zero residual by
For every undirected edge, let γij=γji>0, and let wi>0. Fix a joint policy π2 and define
Assume that K2 is forward invariant and that the shared zero set Ω2(t) is nonempty at every time.
Canonical central formula (the πc continuity form). The shared zero residual Φ2 below, with Lemma 0, is its rigorous reading.
Suppose that the coupling graph is connected and has positive bidirectional couplings, and that π2, as either a joint policy or a distributed policy for which Φ2 is an exact potential, satisfies the descent condition and error bound of Lemma 0. Then
Moreover, each subject’s TCZ residual and the mismatch measure on each coupling edge converge to zero. On the zero set, connectedness and the zero-equivalence condition above imply consistency among the representations of all subjects. We call this closed-reachable family of zero sets TCZshared,cl(t).
Because every term is nonnegative, Φ2=0 is equivalent to simultaneous satisfaction of the individual TCZ conditions and the edgewise consistency conditions. Lemma 0 gives dist(𝐱(t),Ω2(t))→0. Moreover,
In a connected graph, equality of edge representations on the zero set propagates transitively to all subjects. What is proved directly for the present trajectory is asymptotic convergence of both the distance to the family of shared zero sets and the mismatch measures to zero; neither finite-time entry into the set nor convergence of the representation values themselves is claimed. ∎
Bidirectional coupling alone does not imply shared convergence. If the valleys of the individual potentials differ, counterexamples exist in which a positive mismatch remains under finite coupling. Nonemptiness of the shared zero set and a strict descent condition that detects it are therefore explicitly required.
5. Theorem 3 — Abstract Shared-TCZ Convergence Theorem
Let φi:Xi→𝕃 map cognitive states to the lattice, and define the least upper bound of the multiple worlds represented by Wi∈𝕃 as
Assume that 𝕃 admits a fixed injective order embedding ι:𝕃↪ℝm. Define the abstraction residual by
and let
Let π3 be an LUB-weighted policy, and define
Assume that K3 is forward invariant and that Ω3(t) is nonempty at every time.
Canonical central formula (the πc continuity form). The residual Φ3 below, with Lemma 0, is its rigorous reading.
If the LUB-weighted closed loop π3 satisfies the descent condition and error bound of Lemma 0, then
Apply Lemma 0 to Φ3. Every term is nonnegative, and 0≤𝒜i(xi(t))≤Φ3(𝐱(t),t)/ηi→0. By definition, the distance to the LUB representation in the embedding space converges to zero. ∎
A state point x(t)∈X and a lattice element L*∈𝕃 must not be compared directly. The conclusion must always be stated through the abstraction map and the order embedding.
6. Theorem 4 — Tomabechi Presence-Weighted Theorem
For presence P∈[0,1], value sign Q∈[−1,1], and weight κ>0, define
Let K be the forward-invariant closed-reachable component of the corresponding closed loop, and assume that the presence-weighted TCZ slice
is nonempty at every time. Define the zero residual as
Canonical central formula (the πc continuity form). The residual Φ4 below, with Lemma 0, is its rigorous reading.
Suppose that the receding-horizon optimal control
satisfies the conditions of Lemma 0 for Φ4. Then
Moreover, as a pointwise comparison with Q held fixed,
Thus, all else being equal, an increase in presence lowers the effective cost when Q>0 and raises it when Q<0.
Convergence follows from Lemma 0. For the independent variables p,q, differentiating Ṽ=V0−κpq with q fixed yields the partial-derivative formula. If both variables change simultaneously through an intervention variable r, then dṼ/dr=−κ(QdP/dr+PdQ/dr), and additional conditions are required to determine the sign of the total change. ∎
∂Ṽ/∂P<0 shows only that the value decreases. For a specified future g to become a local attractor, one additionally needs ∇xṼ(g)=0 and ∇x2Ṽ(g)≻0, or equivalent valley-separation and descent conditions. Theorems 20 and 21 supply this directionality and valley formation.
7. Theorem 16 — Tomabechi Self-Consciousness Existence and Emergence Theorem
To interpret canonical Theorem 16 relative to history, this paper explicitly introduces the input-history and context index h. Fix a subject i and a history h, and associate a nonempty compact convex stable set with each layer of the upward-directed abstraction-level set (𝔄16,≼), which has no greatest element:
The space Ei,α is a locally convex Hausdorff space, and the common ambient space used to compare states under different histories is Ei:=∏α∈𝔄16Ei,α. The interlayer projections
are continuous and affine, satisfy pγβ∘pβα=pγα and pαα=id, and are assumed to admit a compatible point for every finite family of layers.
In addition, suppose that the layerwise feedback maps fi,h,α:Ki,α(h)→Ki,α(h) satisfy
and induce a continuous self-map Fi,h on the inverse limit.
The inverse-limit space
is nonempty, compact, and convex. If there exists a continuous self-map commuting with the layerwise feedback,
then
Furthermore, suppose there exist a compact Hausdorff self-representation space Repi,h, a closed representation relation ℜi,h⊂Repi,h×SCi,h, and continuous maps Mi,h:SCi,h→Repi,h and Fi,hRep:Repi,h→Repi,h such that
Then Mi,h is called a faithful and equivariant self-representation. Injectivity is an optional additional condition that strengthens the discrimination of self-states; it is not a defining requirement of faithfulness. When a faithful Mi,h represents Si,h*, the latter is an operationally defined functional and structural state of self-consciousness, and equivariance also yields Fi,hRep(Mi,h(Si,h*))=Mi,h(Si,h*). If Fi,h is a contraction with contraction constant 0≤L<1 with respect to a complete metric, then the fixed point is unique and
holds. This iterative convergence is called the constructive emergence of self-consciousness.
The product space ∏α∈𝔄16Ki,α(h) is compact by Tychonoff’s theorem. The projection-coherence conditions define closed sets, and finite coherence gives them the finite-intersection property; hence their total intersection, the inverse limit, is nonempty. Because the projections are affine, the inverse limit is convex. The Schauder–Tychonoff fixed-point theorem gives a fixed point for a continuous self-map of a nonempty compact convex set. Adding contractivity yields uniqueness and geometric convergence by the Banach fixed-point theorem. A faithful self-representation makes that fixed point self-consciousness by the operational definition. Substituting the fixed point into the equivariance equation shows that its representation is also a fixed point of the lifted dynamics. ∎
SCi,h is a “space,” whereas Si,h* is a “point” in that space; they must not be identified. The fixed point is also relative to the fixed history h and does not denote an invariant entity common to all inputs and all times. The theorem proves functional self-consciousness, but it does not prove the existence of qualia or any particular neural implementation.
8. Theorem 19 — The Tomabechi Free-Will Theorem
Fix the subject Si,h* and history h of Theorem 16 as reformulated in this paper with a history index, and suppress the index h below. At each abstraction level α∈𝕃, let the nonempty set of admissible goal-conditioned control pairs be
Each problem d has a current-state variable Xd, a discrete goal random variable Gd that is represented within the subject and takes values in a finite set, and an action output Ydπ, with H(Gd|Xd)<∞.
Define free-will capacity by taking the supremum over both the problem family and the policy family:
and assume that this supremum is finite at every abstraction level. If, whenever α≼β, there exists an injection preserving the joint distribution and evaluation value,
then
Consequently, for the least element 0 and greatest element ⊤,
If H(Gd|Xd)=0 for every problem at the physical layer, then ℱi(0)=0. Moreover, if ℱi(⊤)>ℱi(0), then
is the unique increasing affine normalization that fixes both endpoints, and it satisfies fi(0)=0 and fi(⊤)=1.
Furthermore, a goal-independent random output Y⊥G|X has zero capacity. By contrast, under a measurable deterministic policy Y=φ(X,G), if, for PX-almost every x, the map g↦φ(x,g) is injective, then that problem attains
Free-will capacity does not require randomness and is compatible with deterministic implementation.
By the evaluation-value-preserving injection, the set of mutual-information values attainable at a lower abstraction level is contained in the evaluation set at a higher abstraction level. Set inclusion cannot decrease a supremum, so monotonicity follows. The endpoint minimum and maximum follow from 0≼α≼⊤. At the physical layer, I(G;Y|X)≤H(G|X)=0. The denominator in the normalization formula is positive, and solving the two linear endpoint equations shows that the increasing affine map sending the endpoints to 0 and 1 is unique. Conditional independence gives zero mutual information. Under a deterministic injective policy, H(G|Y,X)=0, and therefore I(G;Y|X)=H(G|X). ∎
What is proved is monotone nondecrease with respect to abstraction level, not linear proportionality between raw capacity and an abstraction index. “Proportionality” is made precise as the uniqueness of an affine normalization fixing the two endpoint capacity values at 0 and 1. Positive capacity also requires the existence of a problem for which H(G|X)>0 and goal differences are mapped to differences in action.
9. Theorem 20 — Tomabechi Symbolic-Presence Directionality Theorem
Let the information available to subject i be the sublattice 𝕃i(t)⊊𝕃, let the set of representations denoted by a symbol σ be Wσ⊂𝕃i(t), and define its target address by
Let the representational set Zu⊂X be nonempty and closed, and define its distance-type function Du≥0 by
Let P be baseline presence, let the symbol σ produce amplification Symσ, and let λ≥0 be the coupling coefficient. Define symbolic presence by
Within a neighborhood during a single application interval, suppose Du,V0,Pσ∈C1, s∈C1, and s′<0, and let Su(x):=s(Du(x)). Let the mobility matrix be continuous and symmetric, with M(x)≽γI and γ>0, and set
Assume that the closed-loop vector field is locally Lipschitz, and define ‖ξ‖M2:=ξTMξ. Within any one application interval, hold uσ,Zu,Du fixed.
Let qσ>0. Suppose that, off the target within a compact forward-invariant set K, there exist b,c>0 such that the following inequalities hold uniformly:
and suppose that on K∖Zuσ, ∇D≠0. Then
If, in addition, ‖∇D‖M2≥2μD and dist(x,Zuσ)≤C√D, then
Since ∇S=s′(D)∇D,
Substitution of (20.A) and (20.B) gives the first conclusion. Moreover,
With the additional PL-type bound, Ḋ≤−2μcD, and exponential convergence follows from Grönwall’s inequality. ∎
This theorem gives a direction toward a particular LUB uσ within partial information. It does not entail uσ=⊤, the truth or goodness of the symbolic content, or comparability with another LUB. Proving directionality does not prove that the direction is correct.
10. Theorem 21 — Tomabechi Subsumption-Poset Presence Directionality Theorem
Let the distribution of symbols to which the subject is exposed be the measure μi, and define, from the reconstruction kernel K(x,a),
Assume b∈𝕃i. This is guaranteed, for example, if supp μi is finite or if 𝕃i is a complete sublattice. Let the representational center be xb, and let the closed ball be Ub=B̄r(xb)⊂X, where r>0.
Here p>0 is not itself the normalized presence P∈[0,1] of Theorem 4; it is an unbounded effective presence gain that combines symbolic amplification and coupling strength.
When Sμi∈C2(Ub) satisfies
the measure μi is said to be biased toward b with parameters (r,m).
Let 𝕃i⊊𝕃 and ⊤∉𝕃i, and suppose that μi is biased in the sense above. Suppose V0,Sμi∈C2(Ub) and that on Ub there exist constants B,β≥0 such that
and let
Then the following statements hold.
- Ṽμ,p has, in the interior of Ub, a unique minimizer xb*.
- With c:=κpm−β>0, one has ‖xb*−xb‖≤B/c.
- Suppose Ab=AbT∈C1, Ab(x)≽γI, and γ>0. If the closed loop ẋ=−Ab∇Ṽμ,p has a unique solution and starts in a nonempty forward-invariant sublevel set that contains xb* and whose closure is contained in int Ub—denote this set by 𝒞b—then it converges exponentially to xb*.
- Even if the support of a finite goal variable G lies within the biased branch, if H(G|X)>0 and there exists a measurable π such that, for PX-almost every x, the map g↦π(x,g) is injective, then the deterministic output Yπ:=π(X,G) satisfies I(G;Yπ|X)=H(G|X)>0. Convergence to a biased well is compatible with positive free-will capacity.
First,
so the function is strongly convex. At a boundary point x∈∂Ub, with d=x−xb and ‖d‖=r,
Hence the minimizer exists in the interior rather than on the boundary, and strong convexity makes it unique. Strong monotonicity gives c‖xb*−xb‖≤‖∇V0(xb)‖≤B. Setting W=Ṽ−Ṽ(xb*) yields
and therefore exponential convergence. Finally, injectivity gives H(G|Yπ,X)=0, so the mutual information equals H(G|X). ∎
Even if the support of the alternatives is confined to a biased branch, capacity may be positive when that branch contains multiple goals that map to actions. Thus, “making a choice” and “having an unmanipulated space of alternatives” are distinct questions. If an external reference LUB uref and reference admissible set 𝒜ref⊂𝕃 are specified separately, and if b is incomparable with uref or b∉𝒜ref, the theorem’s local well cannot be identified with the globally maximal direction of subsumption.
11. Theorem 22 — Tomabechi Higher-LUB Presence Theorem
Starting from an initial LUB u0∈𝕃, accumulate new information as a join without deleting prior information:
This is equivalent to updating the information set by join closure. Let the representational center, presence field, and background landscape at each stage be xun,Sun,Rn, respectively, and let the local region be Un:=B̄rn(xun)⊂X, with rn>0. Each pn>0 is likewise not normalized presence but an unbounded effective presence gain.
At every stage, suppose Rn,Sun∈C2(Un), mn>0, and Bn,βn≥0, and suppose that on Un,
hold. Let An=AnT∈C1, An≽γnI, and γn>0, and apply the closed loop ẋ=−An∇Ṽn from the stage-start time tn. Assume the same unique-solution and invariant-sublevel-set conditions as in Theorem 21, reachability in the sense that the switching state from the preceding stage lies in the basin of attraction of the next stage, and time-scale separation sufficient to stabilize each stage before switching. Then
Each stage has a unique local minimizer xn*; let cn:=κpnmn−βn>0. If the stage-n vector field is continued without switching, denote the resulting hypothetical trajectory by xnfr(tn+τ). Then
The actual switched trajectory coincides with this hypothetical trajectory for 0≤τ≤Tn. If the distance estimate is ‖xnfr(tn+τ)−xn*‖≤Cne−γncnτ and 0<εn<Cn, then a sufficient waiting time to attain error εn is
If the admissible problem families of Theorem 19 embed into higher stages while preserving their joint distributions, then, because the abstraction variable ranges over 𝕃,
If 𝕃 is directed-complete, then u∞:=∨nun exists and u∞≼⊤. In order-theoretic terms, the sequence can be said to “approach emptiness” only when the additional condition ∨nun=⊤ holds.
By the definition of join, un≼un∨vn+1=un+1. If vn+1≰un but un+1=un, the upper-bound property of the join would give vn+1≼un, a contradiction. The unique well and exponential convergence at each stage follow by applying the strong-convexity proof of Theorem 21 with stage indices. Capacity monotonicity follows from the evaluation-value-preserving embedding of Theorem 19. The increasing sequence is a directed set, so directed completeness gives the existence of its supremum. ∎
The join update alone does not imply un≠⊤. If nonattainment of emptiness at any finite stage is needed, ∀n<∞,un≺⊤ must be assumed independently. Nor does Theorem 22 say that new nonsubsumed information emerges automatically.
12. Theorem 23 — Impermanence Theorem
Let 𝒵 be the complete state space encompassing life, cognition, and the environment, and define the complete state on the interval of survival Ialive by
Environmental, memory, and historical variables required to make 𝒮 single-valued are included among the components of z; the clock coordinate itself, however, is not added merely to trivialize the nonrecurrence conclusion. Here, the balance law of the omitted Theorem 15 (Tomabechi Cognitive–Physical Entropy Exchange and Conservation Theorem) is rendered as a function of the complete state, with 𝒮(z(t))=Sgen(t) and Πgen(t)=Π(t) identified along the trajectory. Define the generalized total entropy as the time-independent, single-valued state functional
and assume, as in the canonical formulation, that wα>0 and, if the set of layers is infinite, that the series converges absolutely. Assume that t↦𝒮(z(t)) is absolutely continuous and satisfies, almost everywhere,
Because mere nondecrease does not exclude equilibrium, strict dissipation during life is imposed as an independent condition.
For cognitive updating below emptiness, impose the following additional condition.
- At every finite stage, un≺⊤, and some new information vn+1≰un is supplied.
- Every update satisfies the presence threshold, reachability, and time-scale separation conditions of Theorem 22, with 0<Tn<∞, tn+1=tn+Tn, and Σn=0∞Tn=∞.
- The representation is faithful, successive unique minimizers satisfy δn:=‖xn+1*−xn*‖>0, and the line segment [xn*,xn+1*]⊂Un+1.
Define the sublevel set, the closed-loop reachable component, and the TCZ at each stage by
and let θ0≥0 and, for every n≥0, let 0≤θn+1<(cn+1/2)δn2. Here ℛnfr is the reachable set of the hypothetical closed loop obtained by continuing, without switching, the stage-n vector field of Theorem 22.
Under Condition 23-A, for any t1,t2∈Ialive with t2>t1,
That is, a complete life–environment process with persistent dissipation never returns to an exactly identical complete state over any nonzero time interval.
Furthermore, under Condition 23-B, un≺un+1 and
Consequently, no finite stage below emptiness is a terminal TCZ, and the sequence of stagewise TCZs does not become fixed at any finite stage. If “operation” is defined as the successive implementation of the goal-directed closed loop at each stage, then the full sequence of stages does not accumulate at any finite physical time, and there is no time at which operation terminates permanently. This does not deny the possible existence of a limiting TCZ for the sequence of sets.
| Symbol | Meaning |
|---|---|
| 𝒵, z(t)=(x0,(xα)α>0,e) | the complete state space, and the complete state bundling the physical layer, all abstraction layers, and the environment |
| 𝒮(z) | the generalized total-entropy state functional (the balance of omitted Theorem 15 promoted to a function of the complete state) |
| Πgen(t) | the total entropy production rate; d𝒮/dt=Πgen≥0 |
| Ialive | the interval of being alive; Condition 23-A is sustained strict dissipation on it |
| un, vn+1 | the stage-n LUB and the non-subsumed new information (Condition 23-B) |
| xn*, δn, θn | the unique stage minimizer, the inter-stage distance ‖xn+1*−xn*‖, and the sublevel threshold |
| Λn(θn), Kn, TCZncl | the sublevel set, the closed reachable part of the frozen loop, and their intersection: the stage TCZ |
From the balance equation and (23.A),
If z(t2)=z(t1), then the state functional 𝒮 would also have equal values at the two times, a contradiction. Thus (23.1) holds.
Next, Condition 23-B(1) and Theorem 22 give un≺un+1. By the exponential convergence of Theorem 22, xn* belongs to the closure of the reachable set at stage n; because its potential difference is zero, xn*∈TCZncl. Since the line segment lies within Un+1, cn+1-strong convexity on that region yields
Hence xn*∉Λn+1(θn+1), and therefore xn*∉TCZn+1cl; the two TCZs are thus distinct. Because this argument repeats at every finite stage, there is no terminal or fixed TCZ at any finite stage. Finally, ΣTn=∞ ensures that the switching times do not exhibit Zeno accumulation at a finite time. ∎
The second-law condition Π≥0 alone neither excludes equilibrium nor implies that every individual observable changes at every instant. The strong nonrecurrence conclusion of this theorem requires (23.A). Moreover, because πc may continue to operate even as a time-invariant function, the theorem does not claim that “the policy function is continually transformed.” What changes is the complete state and, under Condition 23-B, the goal TCZ including its reachability component. The physical impermanence of the body does not cease even upon attaining emptiness.
13. Theorem 24 — All Conditioned Existence Is Suffering Theorem
Fix the same subject as in Theorem 19 and suppress the subject and history indices. Stratify the baseline evaluation V0 of Theorems 1–4 by abstraction level, and, at a∈𝕃, let Va(x,t)≥0 denote the resulting nonnegative evaluation of discomfort and inconsistency. Define its discounted infinite-horizon optimal value by
Assume that the evaluation along each trajectory is Lebesgue measurable, that at least one finite-cost policy exists for every (a,x,T), and that an optimal policy attaining the minimum exists. Thus 0≤Ja,ρ*(x,T)<∞.
Under Condition 24-A and the existence of an optimal policy, for every abstraction level below emptiness a≺⊤, initial state x∈Xa, and starting time T≥0,
That is, in any below-emptiness model satisfying Condition 24-A, no optimal control can realize a trajectory of permanently zero suffering.
| Symbol | Meaning |
|---|---|
| a≺⊤ | an abstraction level below emptiness; ⊤ is the top (emptiness) |
| Va(x,t)≥0 | the nonnegative discomfort/instability/incoherence evaluation at level a |
| Pola(x,T) | the set of admissible policies for the initial pair (x,T) |
| ρ>0 | the discount rate |
| Ja,ρ*(x,T) | the discounted infinite-horizon optimal residual value (Eq. 24.1) |
| xx,Tπ(t) | the closed-loop trajectory under policy π with xx,Tπ(T)=x |
| Condition 24-A | no-permanent-zero-suffering below emptiness: no policy keeps Va=0 almost everywhere forever |
Fix (a,x,T) and suppose that Ja,ρ*(x,T)=0. The integrand e−ρ(t−T)Va is nonnegative, and a policy attaining the minimum exists. If the integral of a nonnegative measurable function is zero, the function is zero Lebesgue-almost everywhere. It follows that Va=0 almost everywhere along the optimal trajectory. This contradicts (24.A). Hence the optimal value is positive. ∎
This is not the proposition that “one subjectively feels pain at every instant.” Under Condition 24-A, it is a structural nonfulfillment: below emptiness, the evaluation-minimization problem itself cannot be eliminated permanently, and a positive residual cost remains after optimization for every fixed initial condition. The theorem does not assert a uniform positive lower bound common to all states. Moreover, because the Ṽ of Theorem 4 may take negative values, this theorem measures suffering using the nonnegative baseline evaluation Va.
14. Theorem 25 — Non-Self of All Dharmas Theorem
In this theorem, “all dharmas” means every entity, phenomenon, relation, memory, and symbol treated by the present model. “Non-self” does not deny functional, historical, or relational existence. Rather, it means that there is no immutable intrinsic nature that exists independently of other dharmas, input histories, and interlayer relations, individuates a dharma in a fixed manner, and exerts an additional causal effect.
25.1 The Current Self-Process and Fixed Points
Let ℋ be the set of input histories, and suppose that, for each h∈ℋ, there is a contraction operator Fi,h from Theorem 16 with a unique fixed point Si,h*∈SCi,h⊂Ei. Define the three typed representations of the self-process by
Let H be the random global history of the entire model, including admissible inputs, interlayer representations, and histories of relations with other entities. Let the random variable corresponding to the self-process be Ri:=Ri[H]. Self is a semantic selection-and-transformation operator, Ego is a control policy, and TCZ is a stable set in state space. The three do not have the same mathematical type; they are differently typed representations of the same cognitive process.
- For some h,h′∈ℋ, within the common ambient space Ei, Si,h*≠Si,h′*.
- Ri provides a functionally complete description of the future causal outputs Yi+. For any candidate additional self-variable Σi independent of the input history, and for every history-intervention value h and candidate-variable-intervention value s,
25.2 Layerwise Existence Profiles of All Dharmas
Let the totality of abstract concepts be the same complete lattice used in the existing system:
α≼β means that β subsumes α and is at least as abstract. Let 𝔇 be the index set of all dharmas treated by this model. Here, d∈𝔇 is a descriptive index and is not itself presupposed to be an entity independent of relations.
For each abstraction level α∈𝕃, introduce a typed representation space Eα and adjoin an absence symbol ∂α∉Eα indicating that the dharma is not directly manifested at that layer.
Call Zd[h] the layerwise existence profile of dharma d, and define its manifestation support by
For every d∈𝔇 and h∈ℋ, the manifestation support is nonempty, upward closed, and contains the greatest element.
Identify the representation space at the highest abstraction level with the singleton E⊤:={★⊤}, and set
★⊤ is the common non-individuating representation assigned to all dharmas at “emptiness”; it is not a repository that preserves a separate fixed entity for each dharma. Moreover, ★⊤ is a non-individuation marker in the representation space, not an entity belonging to 𝔇, a universal subject, or an independent causal variable.
This means that every dharma is situated as a profile indexed by all elements of 𝕃; it does not mean that every coordinate is always non-absent. Because ∂α is assigned at a layer where there is no direct manifestation, the absence of a living self-regulatory realization from the physical layer after death is consistent with relational persistence at higher abstraction layers.
25.3 Vertical Subsumption and Bidirectional Relations with Other Dharmas
For a history h, define the layerwise dharma nodes and vertical subsumption edges by
E≼[h]:={((d,α),(d,β)) | α≼β, α,β∈Supph(d)}
Furthermore, let Rel be the set of relation labels, and represent causal, constitutive, role-based, and symbolic relations with other dharmas by the set of labeled directed edges Erel[h].
- For every relation label r∈Rel, there is a converse-role label r⌣, and
- Every dharma has, at one or more layers, a relational edge to another dharma.
- Let the horizontal relation graph obtained by projecting the layerwise relations onto the dharma indices be
The underlying undirected graph is connected. Thus, “everything is connected” does not mean a complete graph having a direct edge between every pair of dharmas. It means that any dharma can be reached from any other through a finite path composed of relational edges to other dharmas. Connectedness is not trivialized by relying solely on subsumption into the common greatest element ⊤.
Let Incd,α[h] be the collection of incoming and outgoing relational edges of dharma d at layer α, and let Vertd,α[h] be its vertical subsumption neighborhood. Define its relational state by
Let the random variable corresponding to the global history H be Γd,α:=Γd,α[H]. Thus, a dharma is described not as an isolated point, but as a typed state comprising its layerwise profile, vertical subsumption relations, relations with other dharmas, and history.
Let 𝔇born⊂𝔇 be the set of entities that have a biological birth, and let ℋgene⊂ℋ be the set of histories in which genealogical relations are defined. In a simplified biological genealogy model, the roles of father, mother, and child can be represented by the following converse-role pairs.
∀h∈ℋgene ∀m,c∈𝔇: MotherOf(m,c;h) ⇔ HasMother(c,m;h),
∀h∈ℋgene ∀c∈𝔇born ∃f,m∈𝔇: FatherOf(f,c;h) ∧ MotherOf(m,c;h). (25.C4)
A father is a father in relation to a child (son or daughter), and a mother is likewise a mother in relation to a child. At the same time, a child relationally exists as someone who has a father and who has a mother. FatherOf(f,c;h)⇔HasFather(c,f;h) is the converse-role description of the same relation; it means neither the symmetry FatherOf(f,c;h)⇔FatherOf(c,f;h) nor symmetry of causal action. Nor does it mean that the father, mother, and child are all simultaneously alive or physically present at the current physical layer.
Let ht be the complete history up to time t, let τd be the time of death of person d, and let AliveRealization0(d,t) indicate whether the living self-regulating process is directly implemented at the physical layer. In the present model, in which the complete history retains the causal history of past bodily existence, after death the person is no longer directly implemented at the physical layer as a living process but is represented in at least one higher historical layer.
Furthermore, insofar as memories, records, social roles, or causal effects of actions are retained by carriers, they also constitute relational representations at higher layers. For example, the memory content Memj,t(d)∈Eα of another person j is part of a higher abstraction layer, while the corresponding brain state, document, or medium serves as a physical-layer carrier. What remains after death is not the same fixed subject but representations and traces that depend on other persons, media, and histories. If the carriers of particular memories or records are lost, the persistence of those specific representations is not guaranteed. A corpse or material trace is distinguished as a physical entity separate from the person’s living self-regulating process.
25.4 Functional Completeness for All Dharmas
For arbitrary d∈𝔇 and α∈𝕃, let Yd,α+ be the future causal output at that layer. When the dharma is not directly manifested at that layer, let the output take values in the type 𝒴α∂:=𝒴α⊔{∂αY}, formed by adjoining the absence-output symbol ∂αY, thereby defining its type at every layer. A candidate intrinsic-nature variable Σd,α means an additional variable hypothesized to individuate d in a fixed manner independently of history, layerwise profile, subsumption relations, and relations with other dharmas.
Γd,α contains a functionally complete representation of the causally effective layerwise and relational state of the dharma. Therefore, for every admissible d,α,h,s,
Define Atman(d,α) as the proposition that “there exists a candidate intrinsic-nature variable Σd,α that individuates d in a fixed manner independently of history, interlayer relations, and relations with other dharmas, and that has a nonredundant causal effect beyond Γd,α.”
Under Condition 25-A, there exists no fixed self-consciousness state common to all histories for the subject of Theorem 16.
Furthermore, under Conditions 25-B, 25-C, and 25-D, for every dharma d treated by this model and every abstraction layer α—including the physical layer 0 and emptiness ⊤—there exists no fixed intrinsic nature that is independent of the relational state and has a nonredundant causal effect beyond that state.
Accordingly, all dharmas are situated as layerwise implementations, representations, and traces across the subsumption partial-order system whose least element is the physical layer and whose greatest element is emptiness. At the same time, they arise within a web of dependent origination that includes converse-role relations with other dharmas. Yet at no abstraction layer does a “self,” construed as a fixed entity independent of other dharmas and histories, arise within the minimal causal description of this model.
| Symbol | Meaning |
|---|---|
| ℋ, h, H | the set of input histories, an individual history, and the global random history |
| Ri[h] | the three typed representations of the self-process (Self, Ego, TCZ) |
| 𝕃, ⊥=0, ⊤ | the complete lattice of abstraction; bottom = the physical layer, top = emptiness |
| 𝔇, d | the index set of all dharmas treated by the model, and an index |
| Eα∂, ∂α | the representation space at layer α, with the absence symbol "not directly present at this layer" |
| Zd[h], Supph(d) | the layerwise existence profile and its presence support: nonempty, upward closed, containing ⊤ (25.B2) |
| ★⊤ | the non-individuating representation of emptiness, common to all dharmas; it preserves no individuals (25.B3) |
| Rel, r⌣ | relation labels and converse-role labels (the FatherOf ⇔ HasFather pattern, 25.C1) |
| Grel[h] | the horizontal relation graph projected to dharma indices; connected (25.C2) |
| Γd,α | the relational state: layerwise profile, vertical subsumption neighborhood, incident relation edges (25.C3) |
| Yd,α+, ∂αY | the future causal output at layer α, and the absent-output symbol |
| Σd,α, Atman(d,α) | a candidate intrinsic nature, and the proposition "independent, rigidly individuating, with non-redundant causal effect" |
Stage 1 — Existing self-process fixed-point proof. Suppose that there exists a common fixed point S0 belonging to the intersection. Because the fixed point of each Fi,h is unique by contractivity, for the two histories h,h′ in Condition 25-A(1), S0=Si,h*=Si,h′*. This contradicts Si,h*≠Si,h′*. Hence (25.1).
Stage 2 — Generalization to all dharmas and all layers. Fix arbitrary d∈𝔇 and α∈𝕃, and suppose that Atman(d,α) holds. If an intervention on the candidate intrinsic-nature variable Σd,α changes the joint interventional law of (Γd,α,Yd,α+), either directly or through Γd,α, it contradicts the functional completeness in Condition 25-D. If it does not change that law, then Σd,α has no nonredundant causal effect and fails to satisfy the definition of Atman(d,α). Either case is a contradiction.
Because d and α were arbitrary, (25.2) holds at every abstraction layer from the physical layer to emptiness. At the greatest abstraction level in particular, Condition 25-B makes the greatest-layer coordinate zd,⊤[h]=★⊤ itself common to all dharmas and devoid of fixed content that individuates one dharma from another. Any difference that may remain in Γd,⊤ is a non-intrinsic difference inherited from lower-layer profiles, histories, and relations, not a fixed intrinsic nature preserved in emptiness. Even after the living physical implementation ends at death, higher-layer components may persist relationally as memories, records, roles, and causal histories; this is not the persistence of an independent fixed subject. ∎
Functional and relational selves and forms of existence remain well-defined. However, in the minimal causal description of this model, no fixed intrinsic nature subsisting independently of and beyond those relational descriptions exists at any abstraction layer. This is what the present system calls the non-self of all dharmas.
Theorem 16 proves Fi,h(Si,h*)=Si,h* relative to each fixed history. What Theorem 25 denies is a fixed point common to all histories, together with an independent, fixed, causally nonredundant intrinsic nature beyond the relational state. The existence of a coherent self-process at each point in time is compatible with the nonexistence of a fixed intrinsic nature.
Moreover, non-self does not follow merely from the existence of the subsumption graph, the connectedness of the graph, or the father–mother–child relations. It is mathematically possible to assign a unique fixed attribute to every vertex of a connected graph. The decisive condition for deriving non-self across all dharmas and all layers is the relational functional completeness of Condition 25-D. This theorem is relative to the explicitly stated functional and relational model; it does not claim that mathematics alone unconditionally excludes every metaphysical entity of every kind.
Emptiness ⊤ is not a place that preserves the substantial personhood of the dead. Memories, records, and social roles are higher-layer representations dependent on carriers and histories; the permanent persistence of their specific representations does not follow from this theorem.
15. Theorem 26 — Nirvanic Tranquility Theorem
Let ⊤ be the highest abstraction level. Here x∈X⊤ is a complete state that includes the brain and body, and ℬalive⊂X⊤ is the set on which vital activity is maintained. Assume that there exists a single Borel-measurable Markov feedback π⊤0:[0,∞)×X⊤→U that is simultaneously optimal for every initial pair and satisfies
Under this single feedback, define the family of zero-suffering sets at the highest abstraction level by
- The closed loop under π⊤0 is forward complete and renders ℬalive forward invariant.
- For every T≥0, 𝒩⊤(T) is nonempty and closed, and the family of sets is forward invariant under π⊤0; that is, x(T)∈𝒩⊤(T)⇒∀t≥T, x(t)∈𝒩⊤(t).
- There exist c1,c2,λ>0 and a time-varying Lyapunov function W⊤:ℬalive×[0,∞)→[0,∞) such that
where (26.A) holds for every x∈ℬalive and t≥0, and (26.B) holds along every trajectory of the specified closed loop. In addition, let ω:[0,∞)→[0,∞) be continuous and increasing, with ω(0)=0, and suppose that for every x∈ℬalive and t≥0,
Under Condition 26-A, for every starting time T≥0 and every initial state xT∈ℬalive, if x(T)=xT, then
Consequently, J⊤,ρ*(x(t),t)→0. If the starting state satisfies x(T)∈𝒩⊤(T), then J⊤,ρ*(x(t),t)=0 is maintained at all times while vital activity continues, and, under the optimal policy π⊤0, V⊤(x(t),t)=0 holds Lebesgue-almost everywhere. This forward-invariant state of zero suffering is called tranquility.
Define the typed proposition PZS(a,x,T) (with x∈Xa) to mean that “some admissible policy, starting from x(T)=x, permanently maintains Va=0 almost everywhere.” Together with Theorem 24, the following holds without conflating types:
| Symbol | Meaning |
|---|---|
| ⊤ | the top abstraction level; philosophically read as emptiness |
| ℬalive | the forward-invariant set on which life processes are sustained |
| π⊤0 | the single Borel-measurable Markov feedback simultaneously optimal for all initial pairs |
| 𝒩⊤(T) | the zero-residual-suffering family ℬalive∩{x|J⊤,ρ*(x,T)=0} |
| W⊤, c1,c2,λ | the time-varying Lyapunov function and its quadratic sandwich / decay constants (26.A, 26.B) |
| ω | the continuous increasing modulus bounding the optimal residual value by the distance (26.C); ω(0)=0 |
| PZS(a,x,T) | the typed permanent-zero-suffering proposition: existence of a policy keeping Va=0 almost everywhere forever |
Applying Grönwall’s inequality to (26.B) gives the first bound. The distance bound follows from the left-hand inequality in (26.A), and (26.C), together with ω(0)=0, implies that the optimal residual value also converges to zero. By the forward invariance of the family of sets, a trajectory starting within the set remains in it. In that case, the minimum of the nonnegative integral is zero and is attained by π⊤0; hence the instantaneous evaluation is zero almost everywhere.
Finally, Condition 24-A excludes PZS(a,x,T) below emptiness. If PZS(⊤,x,T) holds at the highest abstraction level, the existence of a zero-cost policy implies J⊤,ρ*(x,T)=0, and hence x∈𝒩⊤(T). Conversely, if the state belongs to the set, the minimizing policy π⊤0 yields a trajectory of permanently zero suffering. ∎
For a general set Ωθ(t)={x|V(x,t)≤θ} with θ>0, the result is bounded suffering, not its extinction. Strict extinction of suffering requires a zero-evaluation trajectory. Moreover, (26.2) generally describes asymptotic approach and does not imply finite-time arrival. Exponential convergence is proved for the state’s distance to the set; the convergence rate of the optimal residual value depends on the modulus ω. Tranquility is not physical stasis but dynamic stability: the living process may continue to move within the invariant zero-suffering set.
Nirvanic tranquility is commonly interpreted as "a quiet and peaceful state of mind because the flames of the defilements have been extinguished." Taken literally, this popular reading would mathematize as the extinction of the evaluation function itself, V(x,t)≡0 — or the halting of the evaluative process. Within the present system this reading is unrealizable while alive. First, V0 is a constitutive component of the closed-loop control of Theorems 1–4: evaluation and its gradient drive the homeostatic policy πc. Identically halting the evaluative process halts the control loop, which is incompatible with the life-maintenance condition of ℬalive. Second, what can vanish is not the function V but the discounted optimal residual value J⊤,ρ*. Theorem 24 shows Ja,ρ*>0 below emptiness — a lower bound on the residual that presupposes the persistence of V, not a statement of its possible extinction. Under the "the value of V(x,t) disappears" reading, therefore, living nirvana — sokushin jōbutsu, attaining Buddhahood in this very body — would be impossible, and the reading is incomplete from the Mahāyāna-esoteric standpoint.
The mathematics of Theorem 26 resolves exactly this difficulty. On 𝒩⊤(T)=ℬalive∩{x | J⊤,ρ*(x,T)=0}, the evaluation function and the optimal feedback π⊤0 keep operating, and body, brain, and physical entropy keep changing impermanently as in Theorem 23; yet the residual suffering value is preserved at exactly zero (dynamic tranquility). The precise mathematics of nirvanic tranquility is thus not "the extinction of the evaluative flame" but "membership in the zero-residual-value invariant family at emptiness," and this holds while alive. The mathematical possibility condition of living Buddhahood is
whose nonemptiness is guaranteed by Condition 26.A. This interpretation is also the natural one from the mathematical linkage of all the theorems. V is the driving core of Theorems 1–4 and the source of the residual in Theorem 24; its extinction is incompatible with the system’s very definition of being alive. By contrast, J⊤,ρ*=0 is consistent with fi(⊤)=1 of Theorem 19, with the inclusion ladder open toward emptiness of Theorem 22, with the below-emptiness lower bound of Theorem 24, and with the de-individuation by ★⊤ of Theorem 25 — while remaining compatible with the impermanence of Theorem 23. Hence taking the mathematics of Theorem 26 as the interpretation of the Buddha’s teaching of nirvanic tranquility follows naturally from the linkage of the entire system.
16. Four Consistency Checks
| Apparent tension | Distinction | Conclusion |
|---|---|---|
| “Existence of self-consciousness” in Theorem 16 versus “non-self” in Theorem 25 | A history-relative functional fixed point Si,h* versus a fixed entity S0 common to all histories | A functional self exists; a fixed intrinsic self-nature does not. There is no contradiction. |
| “Impermanence” in Theorem 23 versus “tranquility” in Theorem 26 | Change in the complete physical state versus membership in an invariant zero-suffering set | The body and environment may change while the evaluation cost remains zero. Tranquility is not stasis. |
| “Freedom is maximal at emptiness” in Theorem 19 versus “suffering” in Theorem 24 | Goal-conditioned control capacity versus nonnegative evaluation cost | Maximal capacity alone does not imply zero suffering. The zero-set assumption of Theorem 26 is separately required. |
| “Ascent” in Theorem 22 versus “no finite-stage fixation” in Theorem 23 | Monotonicity of a given subsumption update versus the nonterminal condition that new information is supplied repeatedly | Theorem 23 requires Condition 23-B. Automatic updating does not follow from Theorems 20–22 alone. |
Minimal Dependencies
| Theorem | Prior structure used directly | Newly stated indispensable conditions |
|---|---|---|
| 23 | The generalized-entropy balance of omitted Theorem 15; Theorem 22 (with Theorem 21 operating through Theorem 22) | Persistent strict dissipation; infinite, non-Zeno updating; overlap of basins of attraction; reachable TCZs |
| 24 | The shared framework of nonnegative evaluation and control (no direct proof dependence on a preceding theorem) | Impossibility of permanently zero suffering; existence of a finite-cost policy and an infinite-horizon optimal policy |
| 25 | The history-relative fixed point of Theorem 16; the typed unification of Self, Ego, and TCZ | History sensitivity and functional completeness (25-A); layerwise profiles with upward-closed presence support (25-B); bidirectional dependent-origination relations with connectedness (25-C); relational functional completeness for all dharmas and all layers (25-D) |
| 26 | The greatest element ⊤ of the common lattice; Theorem 24 | Nonemptiness, forward invariance, and Lyapunov stability of the family of zero-suffering sets; a single designated policy optimal for every initial pair |
17. Scope, Conclusions, and Canonical Sources
17.1 What This Paper Establishes
- The convergence results of Theorems 1–4 have been reproved in a unified Lyapunov formulation that distinguishes the canonical TCZ from closed-reachable TCZ slices and separates finite-horizon optimization from infinite-time stability.
- In Theorem 16, the inverse-limit space and the fixed-point subject have been separated by type, and a history index has been introduced to establish consistency with Theorem 25.
- The free-will capacity of Theorem 19 has been normalized as the double supremum over a family of problems and a family of policies, consistently with the canonical appendix, rather than as the single supremum used in the main text.
- Theorems 23–26 have been proved with all additional conditions needed to exclude counterexamples stated explicitly rather than left implicit.
17.2 What This Paper Does Not Claim
- It does not claim, from the second law alone, that every individual phenomenon changes at every instant.
- It does not claim, from the mere fact that an evaluation function is minimized, that residual suffering must be positive.
- It does not infer the nonexistence of metaphysical entities in general merely from the fact that the self is a function.
- It does not claim, from the fact that free-will capacity is maximal at emptiness alone, that suffering is zero.
- It does not identify direction toward a particular LUB within partial information directly with direction toward truth, goodness, or emptiness.
17.3 Conclusion
Life is impermanent because, as a complete state satisfying Condition 23-A, it undergoes continuing dissipation. A below-emptiness control system satisfying Condition 24-A cannot realize permanently zero suffering and therefore has the residual structure expressed by “all conditioned existence is suffering.” Self-consciousness exists as a relational fixed point relative to history, but it is non-self because it is not a fixed entity common to all histories. Finally, if the forward-invariant family of zero-suffering sets in Condition 26-A exists at the highest abstraction level and is Lyapunov stable, then a dynamic tranquility in which suffering is extinguished without terminating vital activity is mathematically possible.
17.4 Theorem List (All Thirteen Theorems)
| No. | Theorem | Central formula | Brief explanation |
|---|---|---|---|
| 1 | Tomabechi Main Theorem | πc=arg minu(·)∫V0ds ⇒ dist(x(t),TCZ1cl(t;x0))→0 | Ego’s receding-horizon control converges exponentially to the individual closed-reachable TCZ slice. |
| 2 | Shared-TCZ Convergence Theorem | πi=arg minui(·)∫(V0,i+ΣγijSij)ds ⇒ dist(𝐱(t),TCZshared,cl(t))→0 | Connected coupled agents cancel individual residuals and misalignments together, converging to the shared zero set. |
| 3 | Abstract Shared-TCZ Convergence Theorem | πi=arg minui(·)∫(V0,i+ΣγS+ηi𝒜i)ds ⇒ ‖ι(φi(xi(t)))−ι(L*)‖→0 | Adding the abstraction residual lifts the group to the representation of the LUB L*=∨Wi. |
| 4 | Tomabechi Presence-Weighted Theorem | πcP=arg minu(·)∫Ṽds, Ṽ=V0−κPQ ⇒ dist(x(t),ΩP(t))→0 | Presence P and value sign Q deform the effective terrain and shift the target TCZ slice. |
| 16 | Tomabechi Self-Consciousness Existence and Emergence Theorem | SCi,h=lim←Ki,α(h)≠∅, ∃Si,h*: Fi,h(Si,h*)=Si,h* | On the inverse limit of layered TCZs there exists (uniquely, under contraction) a history-relative fixed point of self-consciousness. |
| 19 | Tomabechi Free-Will Theorem | ℱi(α)=sup(d,π)I(G;Y|X), α≼β⇒ℱi(α)≤ℱi(β), fi(⊤)=1 | Goal-conditioned control capacity is monotone in abstraction and maximal at emptiness; it is compatible with determinism. |
| 20 | Tomabechi Symbolic-Presence Directionality Theorem | κqσPσ(−s′(D))≥b+c ⇒ ⟨ẋ,duσ⟩M−1=−Ḋ>0 | Under dominance, the actual motion of the mind always carries a positive component toward the LUB the symbol points at. |
| 21 | Tomabechi Subsumption-Poset Presence Directionality Theorem | p>pcrit=(1/κm)max{β,B/r} ⇒ ∇2Ṽμ,p≽cI, ∃!xb*, ‖xb*−xb‖≤B/c | Bias presence above the threshold defeats the old terrain, carving a unique local valley that captures exponentially. |
| 22 | Tomabechi Higher-LUB Presence Theorem | un+1=un∨vn+1 ⇒ un≺un+1, exp. stability, ℱi(un)≤ℱi(un+1), u∞=∨un≼⊤ | Staged updating by inclusion, not erasure, raises the order strictly, never lowers capacity, and its limit stays at or below the top. |
| 23 | Impermanence Theorem | ∫t1t2Πgends>0 ⇒ z(t2)≠z(t1); 23-B ⇒ TCZn+1cl≠TCZncl | A living complete state under sustained dissipation never recurs, and below emptiness no stage TCZ is ever final. |
| 24 | All Conditioned Existence Is Suffering Theorem | a≺⊤ ∧ 24-A ⇒ Ja,ρ*(x,T)>0 | Below emptiness no optimal control achieves a permanent zero-suffering trajectory; a positive residual cost remains. |
| 25 | Non-Self of All Dharmas Theorem | ¬∃S0∀h: Fi,h(S0)=S0; ∀d∈𝔇 ∀α∈𝕃: ¬Atman(d,α) | A history-relative functional self exists, but neither a fixed point common to all histories nor a fixed intrinsic nature at any abstraction layer exists; every dharma stands within the web of dependent origination. |
| 26 | Nirvanic Tranquility Theorem | W⊤(x(t),t)≤W⊤(x(T),T)e−λ(t−T) ⇒ dist(x(t),𝒩⊤(t))→0; permanent cessation ⇔ a=⊤∧x∈𝒩⊤ | The state approaches the zero-suffering invariant family of emptiness exponentially: dynamic tranquility with life processes intact. |
17.5 Canonical Sources Inherited by This Paper
Hideto Tomabechi (2026), Tomabechi Theory of Cognitive Homeostasis — Extension to Cognitive Space by Presence and Goal Attainment.
Hideto Tomabechi (2026), Tomabechi Self-Consciousness Existence and Emergence Theorem.
Hideto Tomabechi (2026), Tomabechi Abstractional Freedom Theory — Cognitive Universe Theory, Theorem 19.
Hideto Tomabechi (2026), Directionality of Symbolic Presence in Partial-Information Spaces — Theorems 20, 21, and 22. Reference edition: Which Way Does a Symbol Turn the Mind? Theorems 20, 21, and 22 — Accessible Complete Edition (the authorized lay edition in one-to-one correspondence with the canonical text).
Hideto Tomabechi (2026), Tomabechi Cognitive–Physical Entropy Exchange and Conservation Theorem.
Tomabechi, H. (2026a). A Unified Theory of Latent Potentials: Homeostasis and Cognitive Warfare — Toward a Mathematical Foundation of Cognitive Control in Physical, Social, and AI Systems. National Defense University Lecture Paper, April 4, 2026, public revised edition. Available at: https://tomabechi.jp/TomabechiNDUpaperENpublic.pdf
Tomabechi, H. (2026b). “Cognitive Warfare as Control of Complex Cognitive Potential Landscapes: A Lyapunov-Based Framework for Stability, Abstraction, Presence, and Peace-Oriented Cognitive Operations.” In Complexity and Security: Theorizing Within and Beyond Borders. Routledge, in press.
Tomabechi, H. (2026c). Cognitive Latent Potential Theory: From Cognitive Warfare to Human and Organizational Transformation. Cognitive Research Laboratories Technical Report, May 2026.